Diachronic text traditions as "systems" Where the worries begin Daniel Apollon University of Bergen Dept. of Literary, Linguistic and Aesthetic StudiesResearch Group for Digital Culture Email: Daniel.Apollon@uib.no 29 january 2010 During the last decades, three areas of innovations in the field of mathematics and information science have encouraged textual scientists to envisage, again, the feasibility of algorithmic reconstruction of diachronic text traditions: 1. The wide adoption of graph theoretical methods and multivariate scaling methods in all kinds of contexts, 2. The decisive role played by cladistics in evolutionary phylogenetics, 3. The development of various text encoding standards, parallel corpus alignment, syntactic parsing, and collation techniques allowing efficient preprocessing of huge collections of variants and other textual characteristics. The key message of this paper will be that, significant challenges persist in textual phylogenetics and that fundamental questions about "textual traditions as systems" remain unanswered. A few of these issues will be reviewed in this contribution: What are the ambitions of stemmatology? We will contrast (a) prototypic reconstruction by means of the most likely hierarchical binary graphs with (b) dynamic morphogenetic modelling of diachronic textual change. We will question the usefulness of the phylogenetic assumption to map adequately all patterns of diachronic textual evolution. Is the binary branching tree a form of epistemic myopia? We will challenge the general applicability of hierarchical binary textual phylogenetics by contrasting it with such patterns of textual evolution that cannot be mapped satisfactorily by various brands of binary trees. Possible candidates for alternative modelling are e.g., * Wikipedia's textual evolution, the largest ever and fully observable textual tradition in the making, with full critical apparatus supplied by its contributors and moderators, as well as extensive discussions provided by the contributors calls for richer entity-relation mappings, Avant-textes as understood by the French school of textual genetics (Genetique Textuelle). * How far can the analogy between biological evolutionary systems and textual traditions be stretched? The exploitability of the analogy between biological organisms in evolutionary situations and diachronic textual change can be questioned in several ways. While evolutionary science exploits a consensual representation of what an organism is, there is no such consensus on what constitutes a text or a textual tradition. As a consequence, mapping of genetic variation and its consequences in biology and of variants in text traditions differ considerably. The former expresses a general theory, while the latter remains a collection of fragmented insights and expert rules (e.g. the lectio difficilior potior rule). The recent split between textual genetics and text genealogy expresses a growing demand for richer reconstruction models. To add insult to injury, the fundamental remise en question by the New Critique on both sides of the Atlantic of the status of a text, e.g., introducing the closure problem, pervasive intertextuality, the opposition between discourse and inscription, etc., forces a plurality of potentially conflicting epistemic attitudes. Which kind of âsystemâ is a textual tradition? Darwinian evolution (covering all stages from molecular genetics to macro-morphology) offers a systemic understanding of synchronic variation and diachronic change. There is, yet no such general theory of âdiachronic textual systemsâ (DTS). The benefits of computerassisted massive data collection of variants and alignment methods do not include such theory as a bonus. The key challenge for reconstructive and remodelling textual science is to explore the systemic nature of textual transmission and diffusion. This implies modelling not only which previous textual states generated new textual states (phylogenetics), but also how such changes take place locally and globally (dynamic morphogenetics). Such modelling would require one 1. To describe the nature of the entities and the relations that constitutes these textual states, 2. To organise these into functionally interconnected layers (e.g. translation error layer, lacunae, redactional interventions), 3. To explore and offer some mapping of the interaction between endogenous processes (e.g. spontaneous mutations, mechanical copy errors, lacunae etc.) and exogenous process (e.g. institutional forces, cultural shift, political events, etc.). This raises the issue of the permeability of the boundary region between the material text and its world and the ability of current graph theoretical models to offer such rich mappings. 4. To model the extent and configuration variational space of textual traditions. All known textual traditions happen to vary (as biological organisms do) only within certain strict boundaries and not all variational sequences are likely to occur (it is unlikely that any textual witness of, say, the Hebrew Book of Ruth, will evolve into pure Dadaist jumble or into a text close to Vladimir Nabokov's Lolita !) We will conclude by inviting discussion on two special issues: (a) the potential of Wikipedia to provide new opportunities for modelling DTSâs and (b) the utility of an artificially generated DTS as a scientific playground for gauging diverse algorithmic methods.